IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
Job Description
A review position responsible for ensuring quality and accuracy of AML/KYC and FATCA deliverables across all complexity levels. This role reviews compliance documentation, validates risk assessments, and provides technical input while ensuring adherence to regulatory standards.
Core Responsibilities:
Review AML/KYC deliverables
Validate risk assessments
Ensure regulatory compliance
Monitor quality standards
Review FATCA/CRS documentation
Validate complex structures
Oversee periodic reviews
Tasks:
Review complex KYC files
Validate risk assessment decisions
Review CDD/EDD documentation
Verify compliance conclusions
Review FATCA classifications
Validate regulatory reporting
Monitor review deadlines
Check quality standards
Verify escalation decisions
Review periodic assessments
Validate complex structures
Document review findings
Qualifications
Educational Background:
Bachelor’s degree in finance, Accounting, Business Administration, or related fields
Professional Experience:
3-4 years of AML/KYC or compliance experience, with a focus on quality assurance and risk validation
Skills and Key Behaviours:
In addition to upholding our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following:
In-depth expertise in regulatory compliance and risk validation
Proficiency in reviewing and validating complex compliance structures
Experience in quality control and standardization
High-level communication skills for internal and external reviews
Strong decision-making and problem-solving capabilities
Accountability and a commitment to high-quality standards
Supportiveness and mentorship in driving team improvement
Additional Information
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Senior Officer, Financial Crime Prevention